Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHIN MAN
Chinese Name of Relevant Individual
劉千雯
HKMA Registration Number
AI5232
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2025 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2025 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2024 - 11 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2024 - 11 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Nov 2024 - 11 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2020 - 26 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2020 - 26 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHIN MAN
:
Chinese Name of Relevant Individual
劉千雯
:
HKMA Registration Number
AI5232
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5232
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2025 - 16 Jan 2026
No
AI5232
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2025 - 16 Jan 2026
No
AI5232
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Nov 2024 - 11 Jun 2025
No
AI5232
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Nov 2024 - 11 Jun 2025
No
AI5232
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Nov 2024 - 11 Jun 2025
No
AI5232
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Oct 2020 - 26 Oct 2024
No
AI5232
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Oct 2020 - 26 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.