Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHOI, WAI LUM STEPHANIE
Chinese Name of Relevant Individual

蔡煒琳
HKMA Registration Number
AI5239
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHOI, WAI LUM STEPHANIE
:
Chinese Name of Relevant Individual
蔡煒琳
:
HKMA Registration Number
AI5239
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
09 Oct 2020
No
ANALYST
UBS AG
Type 4: advising on securities
09 Oct 2020
No
ANALYST