Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DING, XIAO
Chinese Name of Relevant Individual
丁驍
HKMA Registration Number
AI5269
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2020 - 15 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2020 - 15 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2020 - 15 Oct 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DING, XIAO
:
Chinese Name of Relevant Individual
丁驍
:
HKMA Registration Number
AI5269
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5269
UBS AG
Type 1: dealing in securities
13 Oct 2020 - 15 Oct 2024
No
AI5269
UBS AG
Type 4: advising on securities
13 Oct 2020 - 15 Oct 2024
No
AI5269
UBS AG
Type 7: providing automated trading services
13 Oct 2020 - 15 Oct 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.