Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, HSIU CHUN ERIC
Chinese Name of Relevant Individual
趙修俊
HKMA Registration Number
AI5279
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Feb 2024
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF MONTREAL
SFC CE number
AAK809
Business Address
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 07 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2021 - 07 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2021 - 07 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2021 - 07 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2020 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2020 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2020 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2020 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, HSIU CHUN ERIC
:
Chinese Name of Relevant Individual
趙修俊
:
HKMA Registration Number
AI5279
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF MONTREAL
Type 1: dealing in securities
20 Feb 2024
No
GLOBAL MARKETS
BANK OF MONTREAL
Type 4: advising on securities
20 Feb 2024
No
GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
BANK OF MONTREAL
AAK809
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5279
BANK OF MONTREAL
Type 1: dealing in securities
Since 20 Feb 2024
No
AI5279
BANK OF MONTREAL
Type 4: advising on securities
Since 20 Feb 2024
No
AI5279
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 07 Aug 2023
No
AI5279
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
02 Aug 2021 - 07 Aug 2023
No
AI5279
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
02 Aug 2021 - 07 Aug 2023
No
AI5279
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
02 Aug 2021 - 07 Aug 2023
No
AI5279
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 Oct 2020 - 30 Apr 2021
No
AI5279
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 Oct 2020 - 30 Apr 2021
No
AI5279
HSBC BANK PLC
Type 1: dealing in securities
15 Oct 2020 - 30 Apr 2021
No
AI5279
HSBC BANK PLC
Type 4: advising on securities
15 Oct 2020 - 30 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.