Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIVENAIS, OLIVIER FREDERIC GUY
Chinese Name of Relevant Individual
HKMA Registration Number
AI5296
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2020 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2020 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
15 Dec 2020 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2020 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2020 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
16 Oct 2020 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIVENAIS, OLIVIER FREDERIC GUY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI5296
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
15 Dec 2020 - 31 Aug 2024
Yes
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
15 Dec 2020 - 31 Aug 2024
Yes
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
15 Dec 2020 - 31 Aug 2024
Yes
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
16 Oct 2020 - 14 Dec 2020
No
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
16 Oct 2020 - 14 Dec 2020
No
AI5296
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
16 Oct 2020 - 14 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.