Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PARK, YOUNGMIN
Chinese Name of Relevant Individual
朴永珉
HKMA Registration Number
AI5301
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
KEB HANA BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE OFFICER
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
17 Oct 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
KEB HANA BANK
SFC CE number
AAW095
Business Address
UNIT 6201, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
Name of Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
SFC CE number
ATG704
Business Address
UNIT 6203A, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Effective Date
06 Sep 2022
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 06 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2020 - 05 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2020 - 05 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
17 Oct 2020 - 05 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PARK, YOUNGMIN
:
Chinese Name of Relevant Individual
朴永珉
:
HKMA Registration Number
AI5301
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
KEB HANA BANK
Type 1: dealing in securities
06 Sep 2022
Yes
EXECUTIVE OFFICER
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
17 Oct 2020
Yes
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
17 Oct 2020
Yes
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
17 Oct 2020
Yes
ACE & EXECUTIVE DIRECTOR, CAPITAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
KEB HANA BANK
AAW095
UNIT 6201, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
KEB HANA GLOBAL FINANCE LIMITED
ATG704
UNIT 6203A, LEVEL 62, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON
Registered Institution
Effective Date
Description
KEB HANA GLOBAL FINANCE LIMITED
1
06 Sep 2022
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5301
KEB HANA BANK
Type 1: dealing in securities
Since 06 Sep 2022
Yes
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
Since 06 Sep 2022
Yes
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
Since 06 Sep 2022
Yes
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
Since 06 Sep 2022
Yes
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
17 Oct 2020 - 05 Sep 2022
No
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
17 Oct 2020 - 05 Sep 2022
No
AI5301
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
17 Oct 2020 - 05 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
