Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, PO WING
Chinese Name of Relevant Individual
吳保榮
HKMA Registration Number
AI5319
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2021 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2021 - 30 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2020 - 06 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2020 - 06 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, PO WING
:
Chinese Name of Relevant Individual
吳保榮
:
HKMA Registration Number
AI5319
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5319
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Jan 2021 - 30 May 2022
No
AI5319
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Jan 2021 - 30 May 2022
No
AI5319
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2020 - 06 Dec 2020
No
AI5319
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2020 - 06 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.