Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, YEE SHING
Chinese Name of Relevant Individual
鄭義盛
HKMA Registration Number
AI5320
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2023 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2023 - 04 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2022 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2022 - 07 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 May 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2020 - 05 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2020 - 05 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, YEE SHING
:
Chinese Name of Relevant Individual
鄭義盛
:
HKMA Registration Number
AI5320
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5320
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Aug 2023 - 04 Aug 2024
No
AI5320
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Aug 2023 - 04 Aug 2024
No
AI5320
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2022 - 07 Jul 2023
No
AI5320
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2022 - 07 Jul 2023
No
AI5320
CITIBANK, N.A.
Type 1: dealing in securities
05 Feb 2022 - 07 Jul 2023
No
AI5320
CITIBANK, N.A.
Type 4: advising on securities
05 Feb 2022 - 07 Jul 2023
No
AI5320
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 May 2021 - 29 Oct 2021
No
AI5320
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 May 2021 - 29 Oct 2021
No
AI5320
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 May 2021 - 29 Oct 2021
No
AI5320
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Oct 2020 - 05 Dec 2020
No
AI5320
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Oct 2020 - 05 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.