Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, CHUNG HANG CHAPMANN
Chinese Name of Relevant Individual

郭仲衡
HKMA Registration Number
AI5321
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Oct 2020
Is an Executive Officer? (Yes / No)
No
Capacity
SALESPERSON
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, CHUNG HANG CHAPMANN
:
Chinese Name of Relevant Individual
郭仲衡
:
HKMA Registration Number
AI5321
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
22 Oct 2020
No
SALESPERSON
UBS AG
Type 4: advising on securities
22 Oct 2020
No
SALESPERSON