Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIK, TSZ HONG
Chinese Name of Relevant Individual
戚子康
HKMA Registration Number
AI5421
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER (PD)
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 May 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER (PD)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2021 - 26 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2021 - 26 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Nov 2020 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIK, TSZ HONG
:
Chinese Name of Relevant Individual
戚子康
:
HKMA Registration Number
AI5421
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
18 May 2023
No
ASSISTANT MANAGER (PD)
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
18 May 2023
No
ASSISTANT MANAGER (PD)
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5421
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 18 May 2023
No
AI5421
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 18 May 2023
No
AI5421
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Dec 2021 - 26 Apr 2023
No
AI5421
CITIBANK, N.A.
Type 1: dealing in securities
30 Dec 2021 - 26 Apr 2023
No
AI5421
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Nov 2020 - 14 Nov 2021
No
AI5421
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2020 - 14 Nov 2021
No
AI5421
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Nov 2020 - 14 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.