Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XU, XIAOKUI
Chinese Name of Relevant Individual

徐小葵
HKMA Registration Number
AI5424
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
TREASURER
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
TREASURER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XU, XIAOKUI
:
Chinese Name of Relevant Individual
徐小葵
:
HKMA Registration Number
AI5424
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
04 Nov 2020
Yes
TREASURER
UBS AG
Type 4: advising on securities
04 Nov 2020
Yes
TREASURER