Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAM, CHIU HO
Chinese Name of Relevant Individual
任超豪
HKMA Registration Number
AI5459
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SUPERVISOR
Remarks
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SUPERVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
SFC CE number
AHS989
Business Address
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2024 - 16 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2024 - 16 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2020 - 07 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2020 - 07 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAM, CHIU HO
:
Chinese Name of Relevant Individual
任超豪
:
HKMA Registration Number
AI5459
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
22 Mar 2025
No
SUPERVISOR
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
22 Mar 2025
No
SUPERVISOR
Name of Registered Institution
SFC CE number
Business Address
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
AHS989
16/F, K11 ATELIER, VICTORIA DOCKSIDE, NO. 18 SALISBURY ROAD, TSIM SHA TSUI, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5459
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
Since 22 Mar 2025
No
AI5459
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
Since 22 Mar 2025
No
AI5459
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 Sep 2024 - 16 Feb 2025
No
AI5459
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 Sep 2024 - 16 Feb 2025
No
AI5459
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
10 Nov 2020 - 07 Jul 2022
No
AI5459
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
10 Nov 2020 - 07 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.