Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, HO YU
Chinese Name of Relevant Individual
黎皓瑜
HKMA Registration Number
AI5463
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2023 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2023 - 26 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2022 - 15 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2022 - 15 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2020 - 09 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2020 - 09 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, HO YU
:
Chinese Name of Relevant Individual
黎皓瑜
:
HKMA Registration Number
AI5463
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5463
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Mar 2023 - 26 Mar 2024
No
AI5463
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Mar 2023 - 26 Mar 2024
No
AI5463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2022 - 15 Jan 2023
No
AI5463
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2022 - 15 Jan 2023
No
AI5463
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Nov 2020 - 09 Jan 2022
No
AI5463
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Nov 2020 - 09 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.