Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, CHEUK YIN
Chinese Name of Relevant Individual
何卓賢
HKMA Registration Number
AI5506
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2023 - 24 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2023 - 24 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2023 - 24 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2023 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2023 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2022 - 28 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2022 - 28 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2020 - 16 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2020 - 16 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, CHEUK YIN
:
Chinese Name of Relevant Individual
何卓賢
:
HKMA Registration Number
AI5506
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5506
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2023 - 24 Dec 2023
No
AI5506
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2023 - 24 Dec 2023
No
AI5506
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2023 - 24 Dec 2023
No
AI5506
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jun 2023 - 31 Aug 2023
No
AI5506
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jun 2023 - 31 Aug 2023
No
AI5506
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2022 - 28 May 2023
No
AI5506
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2022 - 28 May 2023
No
AI5506
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Nov 2020 - 16 Jan 2022
No
AI5506
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Nov 2020 - 16 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.