Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, SHUK YIN
Chinese Name of Relevant Individual
謝淑宴
HKMA Registration Number
AI5527
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE DIRECTOR, LIQUIDITY MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
COÖPERATIEVE RABOBANK U.A.
SFC CE number
ADB883
Business Address
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2022 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2022 - 27 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2020 - 03 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2020 - 03 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, SHUK YIN
:
Chinese Name of Relevant Individual
謝淑宴
:
HKMA Registration Number
AI5527
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
03 May 2024
No
ASSOCIATE DIRECTOR, LIQUIDITY MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
COÖPERATIEVE RABOBANK U.A.
ADB883
13/F, ONE PACIFIC PLACE, 88 QUEENSWAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5527
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
Since 03 May 2024
No
AI5527
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 Jun 2022 - 27 Mar 2024
No
AI5527
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 Jun 2022 - 27 Mar 2024
No
AI5527
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
26 Nov 2020 - 03 Jan 2022
No
AI5527
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
26 Nov 2020 - 03 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.