Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, KONG SANG
Chinese Name of Relevant Individual
朱港生
HKMA Registration Number
AI5544
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK SINOPAC
SFC CE number
ABR747
Business Address
26/F, CENTRAL TOWER, 28 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2020 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2020 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2020 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2020 - 18 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, KONG SANG
:
Chinese Name of Relevant Individual
朱港生
:
HKMA Registration Number
AI5544
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK SINOPAC
Type 1: dealing in securities
04 Apr 2021
No
ASSISTANT MANAGER
BANK SINOPAC
Type 4: advising on securities
04 Apr 2021
No
ASSISTANT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK SINOPAC
ABR747
26/F, CENTRAL TOWER, 28 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5544
BANK SINOPAC
Type 1: dealing in securities
Since 04 Apr 2021
No
AI5544
BANK SINOPAC
Type 4: advising on securities
Since 04 Apr 2021
No
AI5544
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
28 Nov 2020 - 18 Mar 2021
No
AI5544
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
28 Nov 2020 - 18 Mar 2021
No
AI5544
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
28 Nov 2020 - 18 Mar 2021
No
AI5544
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
28 Nov 2020 - 18 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
