Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, CHI SHING
Chinese Name of Relevant Individual
尤志成
HKMA Registration Number
AI5591
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS DEVELOPMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS DEVELOPMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2022 - 09 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2022 - 09 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2020 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2020 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, CHI SHING
:
Chinese Name of Relevant Individual
尤志成
:
HKMA Registration Number
AI5591
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Nov 2022
No
SENIOR BUSINESS DEVELOPMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Nov 2022
No
SENIOR BUSINESS DEVELOPMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5591
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 29 Nov 2022
No
AI5591
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 29 Nov 2022
No
AI5591
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
26 Jul 2022 - 09 Oct 2022
No
AI5591
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
26 Jul 2022 - 09 Oct 2022
No
AI5591
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
11 Dec 2020 - 01 Jun 2022
No
AI5591
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
11 Dec 2020 - 01 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.