Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SIU HUNG
Chinese Name of Relevant Individual
李兆鴻
HKMA Registration Number
AI5632
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2022 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2022 - 24 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2021 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2021 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Jul 2021 - 17 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2020 - 24 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2020 - 24 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SIU HUNG
:
Chinese Name of Relevant Individual
李兆鴻
:
HKMA Registration Number
AI5632
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5632
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jan 2022 - 24 Mar 2022
No
AI5632
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jan 2022 - 24 Mar 2022
No
AI5632
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Jul 2021 - 17 Dec 2021
No
AI5632
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Jul 2021 - 17 Dec 2021
No
AI5632
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Jul 2021 - 17 Dec 2021
No
AI5632
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Dec 2020 - 24 Mar 2021
No
AI5632
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Dec 2020 - 24 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.