Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SO, CHING SHUN
Chinese Name of Relevant Individual

蘇靖淳
HKMA Registration Number
AI5650
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITY RESEARCH
Remarks
Engage in the regulated activity until 06 Jul 2026
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SO, CHING SHUN
:
Chinese Name of Relevant Individual
蘇靖淳
:
HKMA Registration Number
AI5650
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
12 Jun 2026
No
EQUITY RESEARCH
Engage in the regulated activity until 06 Jul 2026