Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
FRITSCHI, JUERG CHRISTOPH
Chinese Name of Relevant Individual

HKMA Registration Number
AI5653
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 9: asset management
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FRITSCHI, JUERG CHRISTOPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI5653
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TORONTO-DOMINION BANK
Type 1: dealing in securities
21 Dec 2020
Yes
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT
TORONTO-DOMINION BANK
Type 4: advising on securities
21 Dec 2020
Yes
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT
TORONTO-DOMINION BANK
Type 9: asset management
25 May 2021
Yes
MANAGING DIRECTOR, HEAD OF ASIA BUSINESS DEVELOPMENT