Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAO, MINGJUN
Chinese Name of Relevant Individual
姚明君
HKMA Registration Number
AI5667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2021 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2021 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Jan 2021 - 26 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAO, MINGJUN
:
Chinese Name of Relevant Individual
姚明君
:
HKMA Registration Number
AI5667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5667
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Jan 2021 - 26 Mar 2021
No
AI5667
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Jan 2021 - 26 Mar 2021
No
AI5667
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
04 Jan 2021 - 26 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.