Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, HAICHUAN
Chinese Name of Relevant Individual

劉海川
HKMA Registration Number
AI5675
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF FINANCIAL INSTITUTIONS DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, HAICHUAN
:
Chinese Name of Relevant Individual
劉海川
:
HKMA Registration Number
AI5675
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
05 Jan 2021
No
HEAD OF FINANCIAL INSTITUTIONS DEPARTMENT
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
05 Jan 2021
No
HEAD OF FINANCIAL INSTITUTIONS DEPARTMENT