Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, HO WAI
Chinese Name of Relevant Individual
陳可慧
HKMA Registration Number
AI5676
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2022
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
E.SUN COMMERCIAL BANK, LTD.
SFC CE number
AHK963
Business Address
SUITES 2701-4, 10-14, 27/F AND 28/F, TOWER 6, THE GATEWAY, 9 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2022 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2022 - 05 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2021 - 24 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, HO WAI
:
Chinese Name of Relevant Individual
陳可慧
:
HKMA Registration Number
AI5676
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
01 Jul 2022
No
WEALTH MANAGEMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
01 Jul 2022
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
E.SUN COMMERCIAL BANK, LTD.
AHK963
SUITES 2701-4, 10-14, 27/F AND 28/F, TOWER 6, THE GATEWAY, 9 CANTON ROAD, TSIMSHATSUI, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5676
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
Since 01 Jul 2022
No
AI5676
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
Since 01 Jul 2022
No
AI5676
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Apr 2022 - 05 Jun 2022
No
AI5676
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Apr 2022 - 05 Jun 2022
No
AI5676
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
05 Jan 2021 - 24 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.