Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LIU, KA WAI
Chinese Name of Relevant Individual

廖家偉
HKMA Registration Number
AI5681
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 May 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, KA WAI
:
Chinese Name of Relevant Individual
廖家偉
:
HKMA Registration Number
AI5681
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 May 2024
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT
DAH SING BANK, LIMITED
Type 4: advising on securities
21 May 2024
No
SEGMENT & PRODUCT MANAGEMENT, WEALTH MANAGEMENT