Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, JIAQI
Chinese Name of Relevant Individual
林佳奇
HKMA Registration Number
AI5709
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2023 - 07 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2023 - 07 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2021 - 02 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2021 - 02 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2021 - 02 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2021 - 02 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
09 Jan 2021 - 02 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, JIAQI
:
Chinese Name of Relevant Individual
林佳奇
:
HKMA Registration Number
AI5709
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5709
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
01 Jun 2023 - 07 Nov 2025
No
AI5709
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
01 Jun 2023 - 07 Nov 2025
No
AI5709
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2021 - 02 May 2023
No
AI5709
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2021 - 02 May 2023
No
AI5709
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Jan 2021 - 02 May 2023
No
AI5709
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Jan 2021 - 02 May 2023
No
AI5709
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
09 Jan 2021 - 02 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.