Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSE, CHUN LOK
Chinese Name of Relevant Individual

謝縉樂
HKMA Registration Number
AI5735
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES & TRADING, TREASURY & MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSE, CHUN LOK
:
Chinese Name of Relevant Individual
謝縉樂
:
HKMA Registration Number
AI5735
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jan 2021
No
SALES & TRADING, TREASURY & MARKETS
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Sep 2024
No
SALES & TRADING, TREASURY & MARKETS