Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEUNG, SHU FUNG FRANCIS
Chinese Name of Relevant Individual
楊澍峯
HKMA Registration Number
AI5745
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2024 - 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2024 - 28 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2022 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2022 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Oct 2022 - 21 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2021 - 03 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2021 - 03 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEUNG, SHU FUNG FRANCIS
:
Chinese Name of Relevant Individual
楊澍峯
:
HKMA Registration Number
AI5745
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jan 2025
No
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5745
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 11 Jan 2025
No
AI5745
DAH SING BANK, LIMITED
Type 1: dealing in securities
09 May 2024 - 28 Aug 2024
No
AI5745
DAH SING BANK, LIMITED
Type 4: advising on securities
09 May 2024 - 28 Aug 2024
No
AI5745
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Oct 2022 - 21 Apr 2024
No
AI5745
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Oct 2022 - 21 Apr 2024
No
AI5745
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Oct 2022 - 21 Apr 2024
No
AI5745
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2021 - 03 Sep 2022
No
AI5745
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2021 - 03 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.