Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KWAN HO
Chinese Name of Relevant Individual
盧君豪
HKMA Registration Number
AI5748
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 04 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2023 - 24 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2023 - 24 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2021 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2021 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KWAN HO
:
Chinese Name of Relevant Individual
盧君豪
:
HKMA Registration Number
AI5748
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2025
No
DEPUTY PERSONAL BANKINGMGR(BR)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2025
No
DEPUTY PERSONAL BANKINGMGR(BR)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5748
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Jan 2025
No
AI5748
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 04 Jan 2025
No
AI5748
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
23 Aug 2023 - 24 Nov 2024
No
AI5748
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
23 Aug 2023 - 24 Nov 2024
No
AI5748
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2021 - 03 May 2023
No
AI5748
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2021 - 03 May 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.