Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, KA YING
Chinese Name of Relevant Individual
江嘉瑩
HKMA Registration Number
AI5754
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Jul 2024
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY PERSONAL BANKINGMGR(BR)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2024 - 13 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2024 - 13 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2021 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2021 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, KA YING
:
Chinese Name of Relevant Individual
江嘉瑩
:
HKMA Registration Number
AI5754
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2024
No
DEPUTY PERSONAL BANKINGMGR(BR)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2024
No
DEPUTY PERSONAL BANKINGMGR(BR)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5754
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Jul 2024
No
AI5754
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Jul 2024
No
AI5754
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jan 2024 - 13 Jun 2024
No
AI5754
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jan 2024 - 13 Jun 2024
No
AI5754
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2022 - 03 May 2023
No
AI5754
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Sep 2022 - 03 May 2023
No
AI5754
CITIBANK, N.A.
Type 1: dealing in securities
08 Sep 2022 - 03 May 2023
No
AI5754
CITIBANK, N.A.
Type 4: advising on securities
08 Sep 2022 - 03 May 2023
No
AI5754
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2021 - 26 Jun 2022
No
AI5754
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2021 - 26 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.