Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HO HEI
Chinese Name of Relevant Individual
藍皓熙
HKMA Registration Number
AI5836
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2021 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2021 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2021 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2021 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HO HEI
:
Chinese Name of Relevant Individual
藍皓熙
:
HKMA Registration Number
AI5836
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5836
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Jul 2021 - 02 Jan 2022
No
AI5836
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Jul 2021 - 02 Jan 2022
No
AI5836
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Jan 2021 - 30 Jun 2021
No
AI5836
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
27 Jan 2021 - 30 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.