Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OH, SUN YAW
Chinese Name of Relevant Individual
HKMA Registration Number
AI5837
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2022 - 06 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2022 - 06 Dec 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2021 - 06 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2021 - 06 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OH, SUN YAW
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI5837
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5837
CIMB BANK BERHAD
Type 1: dealing in securities
07 Apr 2022 - 06 Dec 2023
Yes
AI5837
CIMB BANK BERHAD
Type 4: advising on securities
07 Apr 2022 - 06 Dec 2023
Yes
AI5837
CIMB BANK BERHAD
Type 1: dealing in securities
27 Jan 2021 - 06 Apr 2022
No
AI5837
CIMB BANK BERHAD
Type 4: advising on securities
27 Jan 2021 - 06 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.