Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KA KI
Chinese Name of Relevant Individual
林嘉琪
HKMA Registration Number
AI5868
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2023 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2023 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2023 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2023 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2021 - 19 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KA KI
:
Chinese Name of Relevant Individual
林嘉琪
:
HKMA Registration Number
AI5868
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5868
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2023 - 01 May 2025
No
AI5868
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2023 - 01 May 2025
No
AI5868
CITIBANK, N.A.
Type 1: dealing in securities
18 Mar 2023 - 01 May 2025
No
AI5868
CITIBANK, N.A.
Type 4: advising on securities
18 Mar 2023 - 01 May 2025
No
AI5868
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2021 - 19 May 2022
No
AI5868
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2021 - 19 May 2022
No
AI5868
CITIBANK, N.A.
Type 1: dealing in securities
29 Jan 2021 - 19 May 2022
No
AI5868
CITIBANK, N.A.
Type 4: advising on securities
29 Jan 2021 - 19 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
