Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YUNDI
Chinese Name of Relevant Individual
吳云迪
HKMA Registration Number
AI5880
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
Remarks
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
Remarks
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
16 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
SFC CE number
AFR194
Business Address
UNIT 9507, LEVEL 95, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 16 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jan 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YUNDI
:
Chinese Name of Relevant Individual
吳云迪
:
HKMA Registration Number
AI5880
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
16 Jun 2022
No
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 4: advising on securities
16 Jun 2022
No
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 6: advising on corporate finance
16 Jun 2022
No
SENIOR BANKER, COUNTRY COVERAGE & SUSTAINABILITY, CHINA
Name of Registered Institution
SFC CE number
Business Address
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
AFR194
UNIT 9507, LEVEL 95, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5880
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
Since 16 Jun 2022
No
AI5880
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 4: advising on securities
Since 16 Jun 2022
No
AI5880
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 6: advising on corporate finance
Since 16 Jun 2022
No
AI5880
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2021 - 19 Nov 2021
No
AI5880
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2021 - 19 Nov 2021
No
AI5880
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Jan 2021 - 19 Nov 2021
No
AI5880
DBS BANK LTD.
Type 1: dealing in securities
30 Jan 2021 - 19 Nov 2021
No
AI5880
DBS BANK LTD.
Type 4: advising on securities
30 Jan 2021 - 19 Nov 2021
No
AI5880
DBS BANK LTD.
Type 6: advising on corporate finance
30 Jan 2021 - 19 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.