Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XUE, OSCAR KI MAN
Chinese Name of Relevant Individual

薛棋文
HKMA Registration Number
AI5887
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR FIM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XUE, OSCAR KI MAN
:
Chinese Name of Relevant Individual
薛棋文
:
HKMA Registration Number
AI5887
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Jan 2026
No
CLIENT ADVISOR FIM
UBS AG
Type 4: advising on securities
30 Jan 2026
No
CLIENT ADVISOR FIM