Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHOW, YUEN HAN
Chinese Name of Relevant Individual

周婉嫻
HKMA Registration Number
AI5896
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIUM ADVISORY SPECIALIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PREMIUM ADVISORY SPECIALIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHOW, YUEN HAN
:
Chinese Name of Relevant Individual
周婉嫻
:
HKMA Registration Number
AI5896
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
03 Feb 2021
No
PREMIUM ADVISORY SPECIALIST
UBS AG
Type 4: advising on securities
03 Feb 2021
No
PREMIUM ADVISORY SPECIALIST