Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSOI, HO HIM
Chinese Name of Relevant Individual

蔡浩謙
HKMA Registration Number
AI5921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSOI, HO HIM
:
Chinese Name of Relevant Individual
蔡浩謙
:
HKMA Registration Number
AI5921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
06 Jul 2023
No
MANAGER
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
06 Jul 2023
No
MANAGER