Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, SUM YIN
Chinese Name of Relevant Individual

陳心妍
HKMA Registration Number
AI5926
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST- SETTLEMENT DEPARTMENT
Remarks
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST- SETTLEMENT DEPARTMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, SUM YIN
:
Chinese Name of Relevant Individual
陳心妍
:
HKMA Registration Number
AI5926
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
06 Feb 2021
No
SPECIALIST- SETTLEMENT DEPARTMENT
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
06 Feb 2021
No
SPECIALIST- SETTLEMENT DEPARTMENT