Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PENG, BAOER
Chinese Name of Relevant Individual
彭寶兒
HKMA Registration Number
AI5928
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2025 - 18 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2022 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2022 - 01 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2021 - 19 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2021 - 19 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2021 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2021 - 27 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PENG, BAOER
:
Chinese Name of Relevant Individual
彭寶兒
:
HKMA Registration Number
AI5928
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5928
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2025 - 18 May 2026
No
AI5928
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Nov 2022 - 01 May 2025
No
AI5928
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Nov 2022 - 01 May 2025
No
AI5928
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Nov 2021 - 19 Sep 2022
No
AI5928
HANG SENG BANK, LIMITED
Type 4: advising on securities
08 Nov 2021 - 19 Sep 2022
No
AI5928
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Feb 2021 - 27 Aug 2021
No
AI5928
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Feb 2021 - 27 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.