Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHUN YIN
Chinese Name of Relevant Individual
吳俊諺
HKMA Registration Number
AI5934
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2023 - 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2023 - 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2021 - 06 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2021 - 06 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHUN YIN
:
Chinese Name of Relevant Individual
吳俊諺
:
HKMA Registration Number
AI5934
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5934
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 May 2023 - 19 Sep 2023
No
AI5934
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 May 2023 - 19 Sep 2023
No
AI5934
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Feb 2021 - 06 Oct 2022
No
AI5934
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Feb 2021 - 06 Oct 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.