Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAM, WING YIN
Chinese Name of Relevant Individual
沈詠賢
HKMA Registration Number
AI5958
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAM, WING YIN
:
Chinese Name of Relevant Individual
沈詠賢
:
HKMA Registration Number
AI5958
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5958
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2021 - 25 Jun 2023
No
AI5958
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2021 - 25 Jun 2023
No
AI5958
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
09 Feb 2021 - 25 Jun 2023
No
AI5958
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
09 Feb 2021 - 25 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.