Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KA YEE
Chinese Name of Relevant Individual
羅嘉儀
HKMA Registration Number
AI5974
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2022 - 04 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Nov 2022 - 04 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Feb 2021 - 21 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2021 - 21 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KA YEE
:
Chinese Name of Relevant Individual
羅嘉儀
:
HKMA Registration Number
AI5974
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5974
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Nov 2022 - 04 Jul 2023
No
AI5974
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Nov 2022 - 04 Jul 2023
No
AI5974
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Feb 2021 - 21 Feb 2022
No
AI5974
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Feb 2021 - 21 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.