Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WU, CHING WAN
Chinese Name of Relevant Individual

胡瀞云
HKMA Registration Number
AI5977
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE
Remarks
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Feb 2021
Is an Executive Officer? (Yes / No)
No
Capacity
TRAINEE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WU, CHING WAN
:
Chinese Name of Relevant Individual
胡瀞云
:
HKMA Registration Number
AI5977
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
12 Feb 2021
No
TRAINEE
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
12 Feb 2021
No
TRAINEE