Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAO, BINGXIN
Chinese Name of Relevant Individual
郝冰心
HKMA Registration Number
AI5997
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2022 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2022 - 02 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2021 - 19 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2021 - 19 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAO, BINGXIN
:
Chinese Name of Relevant Individual
郝冰心
:
HKMA Registration Number
AI5997
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI5997
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
26 Oct 2022 - 02 Dec 2025
No
AI5997
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
26 Oct 2022 - 02 Dec 2025
No
AI5997
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
18 Feb 2021 - 19 Sep 2022
No
AI5997
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
18 Feb 2021 - 19 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.