Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, PUI PING
Chinese Name of Relevant Individual
謝佩平
HKMA Registration Number
AI6053
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2023 - 12 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2023 - 12 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2022 - 29 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2022 - 29 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Jul 2022 - 29 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2021 - 10 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, PUI PING
:
Chinese Name of Relevant Individual
謝佩平
:
HKMA Registration Number
AI6053
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6053
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Feb 2023 - 12 Sep 2023
No
AI6053
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
07 Feb 2023 - 12 Sep 2023
No
AI6053
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Jul 2022 - 29 Dec 2022
No
AI6053
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Jul 2022 - 29 Dec 2022
No
AI6053
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Jul 2022 - 29 Dec 2022
No
AI6053
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2021 - 10 May 2022
No
AI6053
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2021 - 10 May 2022
No
AI6053
CITIBANK, N.A.
Type 1: dealing in securities
26 Feb 2021 - 10 May 2022
No
AI6053
CITIBANK, N.A.
Type 4: advising on securities
26 Feb 2021 - 10 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.