Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, KA LOK
Chinese Name of Relevant Individual
林嘉樂
HKMA Registration Number
AI6075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2021 - 08 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2021 - 08 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2021 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2021 - 28 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, KA LOK
:
Chinese Name of Relevant Individual
林嘉樂
:
HKMA Registration Number
AI6075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6075
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2021 - 08 Sep 2024
No
AI6075
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2021 - 08 Sep 2024
No
AI6075
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Mar 2021 - 28 Sep 2021
No
AI6075
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Mar 2021 - 28 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.