Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, HIU YU
Chinese Name of Relevant Individual
李曉如
HKMA Registration Number
AI6077
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2021 - 27 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2021 - 27 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2021 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2021 - 05 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, HIU YU
:
Chinese Name of Relevant Individual
李曉如
:
HKMA Registration Number
AI6077
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6077
BANK OF CHINA LIMITED
Type 1: dealing in securities
18 Dec 2021 - 27 Jun 2025
No
AI6077
BANK OF CHINA LIMITED
Type 4: advising on securities
18 Dec 2021 - 27 Jun 2025
No
AI6077
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
02 Mar 2021 - 05 Dec 2021
No
AI6077
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
02 Mar 2021 - 05 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.