Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YAN
Chinese Name of Relevant Individual
何欣
HKMA Registration Number
AI6092
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2021 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2021 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Mar 2021 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
05 Mar 2021 - 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YAN
:
Chinese Name of Relevant Individual
何欣
:
HKMA Registration Number
AI6092
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6092
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Mar 2021 - 26 Mar 2025
No
AI6092
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Mar 2021 - 26 Mar 2025
No
AI6092
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Mar 2021 - 26 Mar 2025
No
AI6092
HANG SENG BANK, LIMITED
Type 9: asset management
05 Mar 2021 - 26 Mar 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.