Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIAN, SHUTING
Chinese Name of Relevant Individual
練淑婷
HKMA Registration Number
AI6110
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2026 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2026 - 22 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2021 - 24 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2021 - 24 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIAN, SHUTING
:
Chinese Name of Relevant Individual
練淑婷
:
HKMA Registration Number
AI6110
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6110
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Feb 2026 - 22 Mar 2026
No
AI6110
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Feb 2026 - 22 Mar 2026
No
AI6110
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2021 - 24 Jul 2025
No
AI6110
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2021 - 24 Jul 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.