Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, WAI KIN
Chinese Name of Relevant Individual
莫偉健
HKMA Registration Number
AI6118
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2022 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2022 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2021 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2021 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, WAI KIN
:
Chinese Name of Relevant Individual
莫偉健
:
HKMA Registration Number
AI6118
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6118
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 May 2022 - 18 Nov 2024
No
AI6118
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 May 2022 - 18 Nov 2024
No
AI6118
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
11 Mar 2021 - 17 Apr 2022
No
AI6118
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
11 Mar 2021 - 17 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.