Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, NIEN
Chinese Name of Relevant Individual
陳年
HKMA Registration Number
AI6124
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2024 - 29 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PING AN BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2024 - 29 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, NIEN
:
Chinese Name of Relevant Individual
陳年
:
HKMA Registration Number
AI6124
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6124
PING AN BANK CO., LTD.
Type 1: dealing in securities
09 Jul 2024 - 29 Jun 2025
No
AI6124
PING AN BANK CO., LTD.
Type 4: advising on securities
09 Jul 2024 - 29 Jun 2025
No
AI6124
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
12 Mar 2021 - 14 Aug 2022
No
AI6124
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
12 Mar 2021 - 14 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.